Monday, November 29

Tag: Foreign Markets

SEC On Proliferation Of Unregistered Online Investment And Trading Platforms
Business

SEC On Proliferation Of Unregistered Online Investment And Trading Platforms

SEC NIGERIA Proliferation of Unregistered Online Investment and Trading Platforms Facilitating Access to Trading in Securities Listed in Foreign Markets 08/04/2021. The attention of the Securities and Exchange Commission (the Commission) has been drawn to the existence of several providers of online investment and trading platforms which purportedly facilitate direct access of the investing public in the Federal Republic of Nigeria to securities of foreign Companies listed on Securities Exchanges registered in other jurisdictions. These platforms also claim to be operating in partnership with Capital Market operators (CMOs) registered with the Commission. The Commission categorically states that by the provisions of Sections 67-70 of the Investments and Securities Act (ISA)...

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